Pak-Tung Le is a registered investment advisor, based in Hauppauge, NY, with 22 years of industry experience.
Location
150 Motor Parkway, Suite 401, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Pak-Tung is the owner of Financialwizdom, where he spends nearly all of his time on financial planning, brokerage, and advisory services. He also owns MyempowerMINT, an investment advisory/insurance corporation, but spends minimal time on it.
Employment History
Current Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Previous Registrations
The Investment Center, INC.Broker
Ic Advisory Services, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
4thought Financial Group INC.
American Portfolios Financial Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Equity Services, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.