TrueAdvisor
TrueAdvisor
JE
CFP
JE
CFP

James Eismon

Capital Analysts
27 Years of Experience
Hudson, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

James Eismon is a CFP-designated registered investment advisor at Capital Analysts, based in Hudson, OH, with 27 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
609 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hudson, OH

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is a co-owner, managing member, and partner in Prestige Worldwide Capital Group LLC, a holding company for private securities investments. He also co-owns Ascend Financial Partners LLC for marketing and tax/accounting purposes, dedicating nearly full-time hours to this endeavor, including securities trading. Additionally, James serves as a board trustee and finance committee member for the University of Mount Union, spending minimal time on this role.

Employment History
Current Registrations
Capital Analysts
May 2024 - Present · 2 yrs 5 mos
Lincoln Investment
May 2024 - Present · 2 yrs 5 mos
Lincoln Investment
May 2024 - Present · 2 yrs 5 mos
Lincoln InvestmentBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
VALIC Financial Advisors, INC.
September 2001 - May 2024 · 22 yrs 8 mos
The Variable Annuity Marketing CompanyBroker
November 2000 - December 2001 · 1 yr 1 mo
VALIC Financial Advisors, INC.Broker
April 1999 - May 2024 · 25 yrs 1 mo
Public Employees Equities Services CompanyBroker
April 1999 - March 2000 · 11 mos
Robert W. Baird & CO. IncorporatedBroker
November 1998 - November 1998 · 0 mos
Northwestern Mutual Investment Services, LLCBroker
September 1998 - January 1999 · 4 mos
State Registrations10 states
FLINKYMAMIOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hudson, OH →All financial advisors in Ohio →