Denise Daugherty is a registered investment advisor, based in West Des Moines, IA, with 26 years of industry experience.
Location
1089 Jordan Creek Pkwy, Suite 370, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Denise serves on the board of directors and as safety director for the Des Moines Rowing Club, a nonprofit. She dedicates minimal time to this role, ensuring rower safety and proper safety procedures.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Transamerica Financial Advisors, LLCBroker
Transamerica Financial Advisors, LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
First Allied Securities, INC.Broker
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Brokers International Financial Services, LLC.Broker
Brokers International Financial Services, LLC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Linsco/private Ledger CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.