Elizabeth Wheatley is a PFS-designated registered investment advisor, based in Bardstown, KY, with 27 years of industry experience.
Location
Bardstown, KY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2025 - September 2025 · 1 mo
Avantax Investment Services, INC.Broker
August 2002 - September 2025 · 23 yrs 1 mo
Jefferson Pilot Securities CorporationBroker
August 1999 - July 2002 · 2 yrs 11 mos
H.D. Vest Investment Securities, INC.Broker
July 1998 - September 1999 · 1 yr 2 mos
State Registrations1 state
KY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.