Jeffrey Vogel is a registered investment advisor, based in New York, NY, with 28 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
300 Madison Avenue, 29th Floor, New York, NY, 10017
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Regulatory History (1)
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Customer Dispute
June 2005Denied
Employment History
Current Registrations
Hightower Advisors, LLC
February 2014 - Present · 12 yrs 8 mos
Hightower Securities, LLCBroker
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2000 - February 2014 · 13 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1998 - February 2014 · 15 yrs 2 mos
American Express Financial Advisors INC.Broker
June 1998 - November 1998 · 5 mos
Ids Life Insurance CompanyBroker
June 1998 - November 1998 · 5 mos
State Registrations8 states
CTFLMANJNVNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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