RV
RV
Richard Vozel is a registered investment advisor at Morgan Stanley, based in Pittsburgh, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One PPG Place, Suite1300, Pittsburgh, PA, 15222
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2007Settled
Customer Dispute
October 2001Denied
Other Business Activities
Richard is involved with Rotary and serves as the Vice-President of the Winchester Lakes Homeowners Association. These activities are not investment-related.
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Wachovia Securities, LLCBroker
July 2003 - March 2007 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
July 1998 - July 2003 · 5 yrs
State Registrations18 states
AZCACOCTFLIDMAMDMINCNYOHPASCTXUTVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.