CR
CR
Colin Rosenberg
32 Years of Experience
Pittsburgh, PA
3 DisclosuresBroker
Colin Rosenberg is a registered investment advisor at Morgan Stanley, based in Pittsburgh, PA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One PPG Place, Suite1300, Pittsburgh, PA, 15222
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 2011Settled
Customer Dispute
December 2008Settled
Customer Dispute
March 2001Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
UBS Financial Services INC.
February 2003 - March 2009 · 6 yrs 1 mo
UBS Financial Services INC.Broker
February 2003 - March 2009 · 6 yrs 1 mo
Salomon Smith Barney INC.
August 2001 - February 2003 · 1 yr 6 mos
Salomon Smith Barney INC.Broker
February 1994 - February 2003 · 9 yrs
State Registrations26 states
AZCACOCTDCFLGAIDILINKYLAMAMDMINCNJNYOHOKPASCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.