Michael Ashworth is a CFP-designated registered investment advisor at LPL Financial LLC, based in Tryon, NC, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
493 S. Trade Street, Tryon, NC, 28782
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Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Michael operates his LPL business through Ashworth Financial Group, dedicating full-time hours to it. He also owns Shining Star Farms LLC, a real estate rental business, and serves as a non-profit board member for Polk County Schools Board of Education, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Painewebber IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.