DJ
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Daniel Jack

17 Years of Experience
Wichita, KS
3 Disclosures

Daniel Jack is a registered investment advisor at Prime Capital Financial, based in Wichita, KS, with 17 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
254 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)

Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.

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Location

801 E. Douglas Avenue, Suite #100, Wichita, KS, 67202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2025
Final
Financial
November 2024
Final
Financial
January 2023
Final
Employment History
Current Registrations
Prime Capital Financial
August 2025 - Present · 1 yr 1 mo
Previous Registrations
Sunset Financial Services, INC.Broker
May 2024 - August 2025 · 1 yr 3 mos
Allstate Financial Services, LLCBroker
October 2019 - February 2024 · 4 yrs 4 mos
Allstate Financial Advisors, LLC
October 2019 - February 2024 · 4 yrs 4 mos
Pruco Securities, LLC.Broker
December 2018 - February 2019 · 2 mos
One Advisory Partners, LLC
January 2017 - July 2018 · 1 yr 6 mos
State Farm Vp Management CORP.Broker
January 2016 - December 2016 · 11 mos
Cambridge Investment Research Advisors, INC.
January 2015 - May 2015 · 4 mos
Cambridge Investment Research, INC.Broker
January 2015 - May 2015 · 4 mos
Foresters Equity Services, INC.
October 2014 - December 2014 · 2 mos
Foresters Equity Services, INC.Broker
October 2014 - December 2014 · 2 mos
Awm Asset Management LLC
February 2014 - April 2014 · 2 mos
Nylife Distributors LLCBroker
October 2002 - September 2007 · 4 yrs 11 mos
Tower Square Securities, INC.Broker
September 2001 - February 2002 · 5 mos
National Planning CorporationBroker
October 2000 - March 2001 · 5 mos
Jackson National Life Distributors, INC.Broker
December 1998 - October 2000 · 1 yr 10 mos
New England SecuritiesBroker
July 1998 - August 1998 · 1 mo
State Registrations1 state
KS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.