DC
DC
Daniel Cruse is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 27 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1055 Lpl Way, Fort Mill, SC, 29715
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009Denied
Employment History
Current Registrations
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Uvest Financial Services Group, INC.Broker
May 2011 - November 2011 · 6 mos
Fifth Third Securities, INC.
February 2009 - August 2009 · 6 mos
Fifth Third Securities, INC.Broker
February 2009 - August 2009 · 6 mos
Wachovia Securities, LLC
June 2005 - January 2009 · 3 yrs 7 mos
Wachovia Securities, LLCBroker
October 2000 - January 2009 · 8 yrs 3 mos
First Union Brokerage Services, INC.Broker
October 1998 - October 2000 · 2 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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