SM
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Sara Mayeux

27 Years of Experience
Ridgeland, MS
Broker

Sara Mayeux is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Ridgeland, MS, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1022 Highland Colony Pkwy, Ridgeland, MS, 39157

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sara is the sole owner of two rental properties, one since September 2024 and another starting in February 2025, dedicating minimal time to each. She is also an employee of Ensenada LLC, which holds a rental property, since 2006.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2020 - Present · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2020 - Present · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
October 2016 - February 2020 · 3 yrs 4 mos
UBS Financial Services INC.Broker
September 2004 - February 2020 · 15 yrs 5 mos
Hibernia Investments, L.L.C.Broker
January 2003 - September 2004 · 1 yr 8 mos
UBS Painewebber INC.
January 2001 - January 2003 · 2 yrs
UBS Painewebber INC.Broker
July 2000 - January 2003 · 2 yrs 6 mos
The Investment Center, INC.Broker
March 2000 - June 2000 · 3 mos
Sutro & CO. IncorporatedBroker
January 1999 - March 2000 · 1 yr 2 mos
Broadmark Capital CORP.Broker
October 1998 - February 1999 · 4 mos
Gilford Securities IncorporatedBroker
October 1998 - November 1998 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sara Mayeux - Financial Advisor | TrueAdvisor