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CFP
BB
CFP

Brett Bergmoser

UBS Financial Services INC.
28 Years of Experience
Troy, MI
1 DisclosureBroker
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Brett Bergmoser is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Troy, MI, with 28 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

2301 West Big Beaver Road, Somerset Place Office Building, Troy, MI, 48084

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
November 2010 - Present · 15 yrs 11 mos
UBS Financial Services INC.
August 1998 - Present · 28 yrs 2 mos
UBS Financial Services INC.Broker
August 1998 - Present · 28 yrs 2 mos
State Registrations17 states
ALAZCACOCTFLILMIMONMNYOHPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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