KF
KF

Kim Fickett

25 Years of Experience
Portland Maine (ID), ME
Broker

Kim Fickett is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Portland Maine (ID), ME, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

129 Middle St, Ste #200, Portland Maine (ID), ME, 04101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2012 - Present · 13 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
November 2012 - Present · 13 yrs 6 mos
Robert W. Baird & CO. Incorporated
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley
June 2009 - November 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.
June 2006 - June 2009 · 3 yrs
Citigroup Global Markets INC.Broker
June 2006 - June 2009 · 3 yrs
UBS Financial Services INC.
August 2002 - June 2006 · 3 yrs 10 mos
UBS Financial Services INC.Broker
June 2000 - June 2006 · 6 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kim Fickett - Financial Advisor | TrueAdvisor