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Robert Lauer
27 Years of Experience
Franklin, TN
1 DisclosureBroker
Robert Lauer is a registered investment advisor at UBS Financial Services INC., based in Franklin, TN, with 27 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
6100 Tower Circle, Suite 100, Franklin, TN, 37067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2009Denied
Employment History
Current Registrations
UBS Financial Services INC.Broker
October 2025 - Present · 1 yr
UBS Financial Services INC.
October 2025 - Present · 1 yr
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2006 - October 2025 · 19 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2006 - October 2025 · 19 yrs 3 mos
Morgan Stanley
December 2001 - August 2006 · 4 yrs 8 mos
Morgan Stanley Dw INC.Broker
July 2001 - August 2006 · 5 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
June 2000 - March 2001 · 9 mos
Olde Discount CorporationBroker
February 1999 - June 2000 · 1 yr 4 mos
State Registrations31 states
AKAZCACOFLGAIAILINKYMAMIMNMONCNDNENJNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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