AP
AP

Angelo Provenza

26 Years of Experience
West Des Moines, IA
Broker

Angelo Provenza is a registered investment advisor at Morgan Stanley, based in West Des Moines, IA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1080 Jordan Creek Parkway, Suite 400 North, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angelo is a member of Tavern Holdings, LLC/Universal Metrics, LLC, which buys small, non-public companies. He acts as an advisor to the co-owner, spending minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
July 2011 - Present · 15 yrs 2 mos
Morgan Stanley
July 2011 - Present · 15 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2005 - July 2011 · 6 yrs 6 mos
UBS Financial Services INC.Broker
January 2005 - July 2011 · 6 yrs 6 mos
U.S. Fiduciary Securities, INC.Broker
July 2004 - February 2005 · 7 mos
Chase Investment Services CORP.Broker
January 2004 - February 2004 · 1 mo
UBS Painewebber INC.
July 1998 - April 2003 · 4 yrs 9 mos
UBS Painewebber INC.Broker
July 1998 - April 2003 · 4 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Angelo Provenza - Financial Advisor | TrueAdvisor