William James is a CFP-designated registered investment advisor at Capital Advisory Group, based in Tampa, FL, with 19 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 20 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5.0M - $10.0M | 1.50% |
| $10.0M - $25.0M | 1.00% |
| $25.0M - $50.0M | 0.75% |
| $50.0M - $100.0M | 0.50% |
| $100M+ | 0.50% |
The first year's annual fee is greater than subsequent years due to the time-intensive educational process, multiple meetings during the first year and the staged implementation of the investment portfolios. Fees are not negotiable, although fees may be reduced or waived for various reasons such as accommodation accounts for other family members, additional entities or for other reasons, at the discretion of William E. James, Managing Member.
Fee Estimator
Location
Tampa, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Capital Advisory Group
Previous Registrations
Capital Analysts, Incorporated
T. Rowe Price Advisory Services, INC.
State Registrations1 state
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