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Adrienne Rowles
27 Years of Experience
Warrenton, VA
1 DisclosureBrokerSells Insurance
Adrienne Rowles is a registered investment advisor at Cetera Investment Advisers LLC, based in Warrenton, VA, with 27 years of industry experience. Adrienne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Warrenton, VA
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Regulatory History (1)
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Customer Dispute
January 2018Settled
Other Business ActivitiesSells Insurance
Adrienne sells fixed insurance products with various companies since 1998, dedicating a few hours per week. She is also the founder/director of Shiba Rescue of New England and a wealth advisor at Kinnect Advisors.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Thrivent Investment Management INC.
January 2020 - January 2024 · 4 yrs
Thrivent Investment Management INC.Broker
January 2020 - January 2024 · 4 yrs
Ameriprise Financial Services, INC.
April 2017 - January 2020 · 2 yrs 9 mos
Ameriprise Financial Services, INC.Broker
April 2017 - January 2020 · 2 yrs 9 mos
Raymond James Financial Services Advisors, INC
June 2009 - April 2017 · 7 yrs 10 mos
Raymond James Financial Services
May 2005 - October 2009 · 4 yrs 5 mos
Raymond James Financial Services, INC.Broker
January 2005 - April 2017 · 12 yrs 3 mos
Wachovia Securities, LLC
February 2001 - January 2005 · 3 yrs 11 mos
Wachovia Securities, LLCBroker
February 2001 - January 2005 · 3 yrs 11 mos
Dean Witter Reynolds INC.Broker
September 1998 - February 2001 · 2 yrs 5 mos
State Registrations9 states
DEFLMAMDNMSCTNVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.