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Becky Devries

18 Years of Experience
Oak Brook, IL
Broker

Becky Devries is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oak Brook, IL, with 18 years of industry experience. Becky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

700 Commerce Dr Ste 201, Oak Brook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Becky serves as a trustee for the SCCS Foundation, overseeing investments and funding for Southwest Chicago Christian Schools. This activity requires minimal time each month.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2019 - Present · 6 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Morgan Stanley
December 2014 - June 2019 · 4 yrs 6 mos
Morgan StanleyBroker
May 2014 - June 2019 · 5 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
March 2012 - January 2014 · 1 yr 10 mos
Northern Trust Securities, INC.Broker
October 1998 - December 2003 · 5 yrs 2 mos
State Registrations23 states
AZCACOFLGAIAILINKSKYMAMDMIMONCNMNYORPATXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Becky Devries - Financial Advisor | TrueAdvisor