Jason Lee is a registered investment advisor at Spc, based in New Albany, OH, with 25 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
6525 West Campus Oval, Suite 125, New Albany, OH, 43054
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Regulatory History (1)
Customer Dispute
March 2023Other Business ActivitiesSells Insurance
Jason sells fixed annuities, life insurance, health insurance, and long-term care insurance through various insurance companies. He also co-owns rental property and receives crop rental income, dedicating minimal time to these activities. Jason also owns Lee Financial & Insurance Services, Inc. for fixed insurance product sales.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Multi-Financial Securities CorporationBroker
Vestax Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.