Abram Early is a CFP-designated registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Abram is an employee of The Vanguard Group, Inc. He also acts as an agent for an immediate family member, spending minimal time on this activity.
Employment History
Current Registrations
Vanguard Advisers, INC.
December 2015 - Present · 10 yrs 4 mos
Vanguard Marketing CorporationBroker
December 2015 - Present · 10 yrs 4 mos
Vanguard Marketing Corporation
December 2015 - Present · 10 yrs 4 mos
Previous Registrations
M Holdings Securities, INC.Broker
August 2014 - September 2015 · 1 yr 1 mo
M Holdings Securities, INC.
March 2014 - September 2015 · 1 yr 6 mos
Dixon Hughes Goodman Wealth Advisors LLC
May 2005 - November 2011 · 6 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - April 2005 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - April 2005 · 4 yrs 8 mos
J.C. Bradford & CO.Broker
July 1998 - July 2000 · 2 yrs
State Registrations3 states
NCSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.