MS
MS

Mark Sears

27 Years of Experience
Monterey, CA
Broker

Mark Sears is a registered investment advisor at Morgan Stanley, based in Monterey, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

401 Fremont Street, Suite 200, Monterey, CA, 93940

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark owns rental real estate property in Salinas, California since 1999. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
September 2019 - Present · 7 yrs
Morgan Stanley
September 2019 - Present · 7 yrs
Previous Registrations
UBS Financial Services INC.
November 2008 - September 2019 · 10 yrs 10 mos
UBS Financial Services INC.Broker
November 2008 - September 2019 · 10 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
September 1998 - April 2007 · 8 yrs 7 mos
Morgan Stanley Dw INC.Broker
July 1998 - April 2007 · 8 yrs 9 mos
State Registrations18 states
AKALAZCACOFLIDILMANCNDNYOKORPASCTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.