Lynn Griffard is a registered investment advisor, based in Saint Louis, MO, with 18 years of industry experience. Lynn is also registered as a broker, so some compensation may come from commissions on products sold.
Location
11152 S Towne Square, Saint Louis, MO, 63123
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lynn is a food vendor/service provider for Fuzzy Logic LLC, dedicating a few hours per week. Lynn is also a partner/shareholder in Saxony Financial Holdings, LLC and Saxony Holdings, Inc., spending minimal time on each.
Employment History
Current Registrations
Saxony Securities, INC.
Saxony Securities, INC.Broker
Saxony Capital Management, LLC
Previous Registrations
Patrick Capital Markets, LLCBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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