JP
CFP
JP
CFP

Joshua William Patterson

26 Years of Experience
3 Disclosures
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
38 advisors
Number of Clients
1,873 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$1M
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Location

800 Town & Country Blvd, Ste 410 and Ste 220, Houston, TX, 77024

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Withdrawn
Customer Dispute
November 2016
Withdrawn
Customer Dispute
June 2016
Award / Judgment
Other Business Activities

Joshua is a limited partner in Patterson Financial, LP, and the general partner of Patterson Financial Mgt, which serves as the general partner to Patterson Financial, LP. These are non-investment related business structures for personal finances, requiring minimal time.

Employment History
Current Registrations
Avidian Wealth Solutions
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Ims Financial Advisors, INC.
May 2004 - December 2017 · 13 yrs 7 mos
Ims Securities, INC.Broker
June 2002 - November 2017 · 15 yrs 5 mos
Ims Securities, Inc.dba Ims Financial Advisors, INC
June 2002 - December 2004 · 2 yrs 6 mos
Morgan Stanley
August 2001 - July 2002 · 11 mos
Morgan Stanley Dw INC.Broker
August 2001 - July 2002 · 11 mos
UBS Painewebber INC.Broker
July 1998 - September 2001 · 3 yrs 2 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.