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Michael Mays

27 Years of Experience
San Diego, CA
1 DisclosureBrokerSells Insurance

Michael Mays is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

12348 High Bluff Drive, Suite 240, San Diego, CA, 92130

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024
Withdrawn
Other Business ActivitiesSells Insurance

Michael is affiliated with Stratos Wealth Partners, providing investment advisory services and selling fixed insurance products, dedicating about half of his time to the advisory services. He also holds positions in JSMD Wealth Management, Stella Maris Capital Wealth Management, Gallion Town Holdings, LLC, and Pacific Southwest Financial, where he works as an insurance producer.

Employment History
Current Registrations
Stratos Wealth Partners, LTD
May 2013 - Present · 13 yrs
LPL Financial LLCBroker
May 2013 - Present · 13 yrs
LPL Financial LLC
May 2013 - Present · 13 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
April 2006 - June 2013 · 7 yrs 2 mos
Wells Fargo Advisors, LLC
April 2006 - June 2013 · 7 yrs 2 mos
UBS Financial Services INC.
August 2000 - April 2006 · 5 yrs 8 mos
UBS Financial Services INC.Broker
August 2000 - April 2006 · 5 yrs 8 mos
Dean Witter Reynolds INC.Broker
July 1998 - August 2000 · 2 yrs 1 mo
State Registrations14 states
AZCAFLGALAMDMEMTNCNYORTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.