Christopher Stone is a registered investment advisor, based in Port Washington, NY, with 26 years of industry experience.
Location
Port Washington, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is an agent for B. Riley Wealth Insurance, selling insurance and annuities, dedicating minimal time. He is also a member of a co-op board for an apartment building, spending minimal time.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 9 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 9 mos
B. Riley Wealth Advisors, INC.
July 2021 - Present · 4 yrs 9 mos
Previous Registrations
National Securities CorporationBroker
March 2021 - July 2022 · 1 yr 4 mos
Winslow, Evans & Crocker, INC.Broker
November 2018 - April 2021 · 2 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2018 · 9 yrs 5 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
UBS Financial Services INC.Broker
January 2003 - October 2008 · 5 yrs 9 mos
Fahnestock & CO. INC.Broker
January 2003 - January 2003 · 0 mos
Cibc World Markets CORP.Broker
January 2000 - January 2003 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - May 1999 · 9 mos
State Registrations14 states
CACTFLGAINMAMDNCNJNYPAVAVirgin IslandsWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.