Heath Pierce
Heath Pierce is a registered investment advisor at LPL Financial LLC, based in Winston Salem, NC, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 S. Stratford Rd, Winston Salem, NC, 27104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Heath is compensated from investment-related sales of insurance and annuities through the firm and its affiliated entities. This activity is located at a CRD branch.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Horizon Advisors, INC.Broker
First Horizon Advisors, INC
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Pruco Securities, LLC.Broker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Fidelity Brokerage Services LLCBroker
CUNA Brokerage Services, INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, INC.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Paragon Financial Group, IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.