Dominic Baldini
Dominic Baldini is a registered investment advisor at Emerson Equity LLC, based in San Mateo, CA, with 26 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
155 Bovet Road, Suite 725, San Mateo, CA, 94402
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2026Customer Dispute
November 2025Regulatory
December 2021Regulatory
March 2001Other Business Activities
Dominic is an advisor at Oceanic Partners, Inc. since 2017, spending minimal time on general corporate matters. He is also a managing member of DJB Coastal LLC for estate planning purposes, and the CEO of Stick, Inc. and GFB Clothing, spending about 10-20% of his time on each clothing company.
Employment History
Current Registrations
Emerson Equity LLCBroker
Emerson Equity LLC
Previous Registrations
Sharespost Financial CorporationBroker
Pacific Coast Securities LLCBroker
Golden Triangle Securities LLCBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.