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Richard Swift
27 Years of Experience
Columbus, GA
1 DisclosureBroker
Richard Swift is a registered investment advisor at Raymond James & Associates, INC., based in Columbus, GA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
260 Brookstone, Centre Parkway, Columbus, GA, 31904
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Regulatory History (1)
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Customer Dispute
August 2024Settled
Other Business Activities
Richard is a co-executor with Raymond James Trust on his mother's estate, Susan U Buck. He spends a few hours per week on this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2013 - Present · 13 yrs
Raymond James & Associates, INC.Broker
September 2013 - Present · 13 yrs
Previous Registrations
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
The Robinson-Humphrey Company, LLCBroker
August 1998 - January 2002 · 3 yrs 5 mos
State Registrations31 states
ALARCACOCTDCFLGAIAIDILINKSKYLAMAMEMOMTNCNENJNVNYORSCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.