AS
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Andrew Sullivan
22 Years of Experience
Columbus, GA
2 DisclosuresBroker
Andrew Sullivan is a registered investment advisor at Raymond James & Associates, INC., based in Columbus, GA, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
260 Brookstone, Centre Parkway, Columbus, GA, 31904
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2011Denied
Customer Dispute
October 2008Denied
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Raymond James & Associates, INC.
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
August 2017 - September 2022 · 5 yrs 1 mo
Morgan Stanley
August 2017 - September 2022 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLC
August 2014 - August 2017 · 3 yrs
Wells Fargo Clearing Services, LLCBroker
August 2014 - August 2017 · 3 yrs
J.P. Morgan Securities LLC
October 2012 - August 2014 · 1 yr 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2014 · 1 yr 10 mos
Chase Investment Services CORP.
September 2006 - October 2012 · 6 yrs 1 mo
Chase Investment Services CORP.Broker
August 2006 - October 2012 · 6 yrs 2 mos
Signator Investors, INC.Broker
March 2006 - July 2006 · 4 mos
Resource Horizons Group LLCBroker
August 2003 - October 2004 · 1 yr 2 mos
Investors Capital CORP.Broker
May 2002 - August 2003 · 1 yr 3 mos
State Registrations46 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPARISCSDTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.