Guy-Max Delphin is a registered investment advisor at Delphin Investments, based in New York, NY, with 11 years of industry experience. Guy-Max operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.75% |
| $5.0M - $25.0M | 0.75% |
| $25.0M - $50.0M | 0.60% |
| $50.0M - $100.0M | 0.60% |
| $100M+ | 0.50% |
Fees vary by strategy. The Global Tactical Asset Allocation and regional index strategies use the primary schedule shown. U.S. Small-Cap Stock strategy has a separate tier structure starting at 0.75% for the first $25 million. Certain funds also include performance fees.
Fee Estimator
Location
New York, NY
Get directionsHistory
Regulatory History (1)
Judgment / Lien
January 2017Employment History
Current Registrations
Delphin Investments
Previous Registrations
Delphin Investments
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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