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Guy-Max Delphin

11 Years of Experience
New York, NY
1 Disclosure

Guy-Max Delphin is a registered investment advisor at Delphin Investments, based in New York, NY, with 11 years of industry experience. Guy-Max operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$4.1M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Delphin Investments offers investment management services on a separate account basis. The fees vary depending on the investment strategy and the amount invested.

  • Global Tactical Asset Allocation:

    • 2.00% on the first $5 million
    • 0.75% on the next $20 million
    • 0.60% on the next $25 million
    • 0.50% on assets greater than $100 million
  • U.S. Small-Cap Stock:

    • 0.75% on the first $25 million
    • 0.60% on the next $25 million
    • 0.50% on assets greater than $50 million
  • Pan-Caribbean Regional Index:

    • 2.00% on the first $5 million
    • 0.75% on the next $20 million
    • 0.60% on the next $25 million
    • 0.50% on assets greater than $100 million
  • Outsourced CIO Service:

    • 1.00% on the first $5 million
    • 0.75% on the next $20 million
    • 0.60% on the next $75 million
    • 0.50% on the next $150 million
    • 0.40% on the next $250 million
    • 0.30% on the next $500 million
    • 0.10% on assets greater than $1 billion
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Location

New York, NY

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History

Regulatory History (1)
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Judgment / Lien
January 2017
Employment History
Current Registrations
Delphin Investments
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Delphin Investments
February 2009 - December 2018 · 9 yrs 10 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.