Stephanie Blakes
Stephanie Blakes is a CFP-designated registered investment advisor at Calderwood Financial Strategies, INC., based in Houston, TX, with 15 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 69 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calderwood Financial Strategies charges a negotiable annual fee based on the total value of your portfolio. The exact fee will be detailed in your investment advisory agreement. The standard fee ranges from 0.10% to 1.50% of your portfolio's value. Fees are paid monthly or quarterly in arrears, based on the portfolio's value at the end of the prior period.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie is an insurance agent since 2013, dedicating a few hours per week to sales and service of insurance products. She also works as a real estate broker, an investment advisor representative, and owns Seren Wealth Advisors, LLC, spending nearly full-time providing financial planning and investment management services.
Employment History
Current Registrations
Calderwood Financial Strategies, INC.
Seren Wealth Advisors, LLC
Previous Registrations
Hornor, Townsend & Kent, INC.
Wealth Development Strategies Investment Advisory, INC.
Hornor, Townsend & Kent, INC.Broker
Goldman, Sachs & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.