Charles Calderwood
Charles Calderwood is a ChFC-designated registered investment advisor at Calderwood Financial Strategies, INC., based in Houston, TX, with 48 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 69 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calderwood Financial Strategies charges a negotiable annual fee based on the total value of your portfolio. The exact fee will be detailed in your investment advisory agreement. The standard fee ranges from 0.10% to 1.50% of your portfolio's value. Fees are paid monthly or quarterly in arrears, based on the portfolio's value at the end of the prior period.
Location
510 Bering Drive, Suite 540, Houston, TX, 77057
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is a contracted speaker and consultant for Kinder Brother Int. Consulting, and president-owner of Calderwood Fin Strategies, Inc. Calderwood Financial Strategies receives additional revenue from First Financial Resources LLC (FFR) when a life insurance policy is sold, as reimbursement for marketing and selling costs on life insurance sold.
Employment History
Current Registrations
Calderwood Financial Strategies, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Hornor, Townsend & Kent, INC.
Hornor, Townsend & Kent, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.