CR
ChFC
CR
ChFC
Charles Rogers is a ChFC-designated registered investment advisor, based in Hickory, NC, with 27 years of industry experience.
Location
1155 Southgate Corp Park, Hickory, NC, 28601
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Regulatory History (1)
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Customer Dispute
March 2003Denied
Other Business ActivitiesSells Insurance
Charles is a partner at Capital Concepts Properties, LLC, and an independent insurance agent for various companies since 1998, dedicating a few hours per week to insurance activities. He is also an advisory representative of a RIA and owns real estate.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2016 - Present · 10 yrs 3 mos
Cambridge Investment Research, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Ameritas Investment CORP
June 2006 - February 2016 · 9 yrs 8 mos
Ameritas Investment CORP.Broker
June 2006 - February 2016 · 9 yrs 8 mos
Carillon Investments, INC
December 2001 - June 2006 · 4 yrs 6 mos
Carillon Investments, INC.Broker
September 1998 - June 2006 · 7 yrs 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.