Ryan Mumy
Ryan Mumy is a CFP-designated registered investment advisor at Sollinda Capital Management LLC, based in Hickory, NC, with 22 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,506 clients with $910M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sollinda Capital Management charges up to 2.25% annually on the total value of your investments. In addition, there is a strategy fee based on the investment strategy used, and a $4 monthly administration fee for documents and reports. The advisory fee can be negotiated. If you open an account mid-month, the initial fee will be adjusted for the days left in the month.
Location
200 First Ave. Nw, Suite 303, Hickory, NC, 28601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ryan is a Member/Manager at Gestalt, LLC, President of Mumy Financial Advisors, LLC (investment, retirement planning, asset management, life insurance, etc.), Member/Manager at Mumski II, LLC (farming activities/land holding company), a minority owner/investor in Clean Eatz Columbus, a board member at New Beginnings Hickory, and a member of Mermum, LLC (family LLC to hold land/farm). He spends a few hours per week on Mumy Financial Advisors, LLC and minimal time on the other activities.
Employment History
Current Registrations
Sollinda Capital Management LLC
Previous Registrations
Cic Advisers, LLC
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.