JD
JD
Jonathan Daly
25 Years of Experience
Enfield, CT
1 DisclosureBroker
Jonathan Daly is a registered investment advisor at Cetera Investment Advisers LLC, based in Enfield, CT, with 25 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1699 King Street, Suite 402, Enfield, CT, 06082
Get directionsHistory
Regulatory History (1)
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Financial
April 2016Final
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Financial Specialists LLCBroker
February 2024 - February 2024 · 0 mos
Cetera Advisors LLCBroker
February 2024 - February 2024 · 0 mos
Cetera Investment Services LLCBroker
February 2024 - February 2024 · 0 mos
Voya Financial Advisors, INC.
January 2020 - January 2024 · 4 yrs
Voya Financial Advisors, INC.Broker
January 2020 - January 2024 · 4 yrs
Citizens Securities, INC.Broker
January 2015 - January 2020 · 5 yrs
Citizens Securities, INC.
January 2015 - January 2020 · 5 yrs
Harvest Capital Advisors, LLC
May 2005 - November 2013 · 8 yrs 6 mos
Harvest Capital LLCBroker
November 2001 - November 2013 · 12 yrs
Webster Investment Services, INC.Broker
August 2000 - July 2001 · 11 mos
Advest, INC.Broker
January 1999 - August 2000 · 1 yr 7 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.