Barry Goldstein
Barry Goldstein is a registered investment advisor at Aegis Capital CORP., based in Melville, NY, with 25 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.
Fee Estimator
Location
1305 Walt Whitman Rd, Suite 120, Melville, NY, 11747
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2018Customer Dispute
July 2005Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Gunnallen Financial, INCBroker
Continental Broker-Dealer CORP.Broker
Continental Broker-Dealer CORP.Broker
Seaboard Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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