LD
LD
Lori Dugger
18 Years of Experience
Warrensburg, MO
1 DisclosureBroker
Lori Dugger is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Warrensburg, MO, with 18 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
615 N Maguire St, Warrensburg, MO, 64093
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2010Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 7 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
March 2024 - February 2026 · 1 yr 11 mos
U.S. Bancorp Investments, INC.
March 2024 - February 2026 · 1 yr 11 mos
MML Investors Services, LLC
November 2020 - March 2024 · 3 yrs 4 mos
MML Investors Services, LLCBroker
November 2020 - March 2024 · 3 yrs 4 mos
Mutual of Omaha Investor Services, INC.
February 2019 - September 2020 · 1 yr 7 mos
Mutual of Omaha Investor Services, INC.Broker
February 2019 - September 2020 · 1 yr 7 mos
Country Capital Management CompanyBroker
March 2017 - January 2019 · 1 yr 10 mos
Financial Engines Advisors L.L.C.
October 2016 - February 2017 · 4 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
June 2013 - July 2016 · 3 yrs 1 mo
Bancwest Investment Services, INC.Broker
June 2013 - July 2016 · 3 yrs 1 mo
MML Investors Services, LLCBroker
January 2011 - June 2013 · 2 yrs 5 mos
J.P. Morgan Institutional Investments INC.Broker
June 2006 - January 2010 · 3 yrs 7 mos
State Registrations10 states
CODCFLGAIDKSMOOKTNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.