Katherine Stockton is a registered investment advisor at Fairlead Asset Management LLC, based in Greenwich, CT, with 24 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $270M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
19 East Elm Street, 2nd Floor, Greenwich, CT, 06830
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Katherine is a member of the Executive Advisory Council of the Robins School of Business at the University of Richmond. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Fairlead Asset Management LLC
Previous Registrations
Btig, LLCBroker
Mkm Partners LLCBroker
Morgan Stanley & CO., IncorporatedBroker
Wit Soundview CorporationBroker
E*offeringBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.