Thomas Goelz
Thomas Goelz is a registered investment advisor at Raymond James & Associates, INC., based in Lakewood Ranch, FL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
8120 Lakewood Main Street, Suite 201, Lakewood Ranch, FL, 34202
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2008Other Business Activities
Thomas owns two rental real estate properties and spends minimal time on each. He is also a partner in TD Event Management LLC, helping to promote and coordinate softball tournaments, also spending minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.