DS
CFA · CFP
DS
CFA · CFP

David Schauer

27 Years of Experience
Folsom, CA
Broker

David Schauer is a CFA, CFP-designated registered investment advisor, based in Folsom, CA, with 27 years of industry experience.

Location

340 Palladio Pkwy., Suite 501, Folsom, CA, 95630

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is an investor and limited partner in Coastal Star Partners LLC and Valley Star Partners, focusing on commercial real estate since 2017. He has no duties and devotes no time to this activity, acting solely as an investor.

Employment History
Current Registrations
Aw SecuritiesBroker
January 2008 - Present · 18 yrs 8 mos
Allworth Financial, L.P.
February 2004 - Present · 22 yrs 7 mos
Previous Registrations
Pathway Strategic Advisors
August 2011 - January 2014 · 2 yrs 5 mos
Securities America, INC.Broker
October 1998 - December 2007 · 9 yrs 2 mos
State Registrations13 states
AZCACOFLIDILMIMTNVTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Schauer - Financial Advisor | TrueAdvisor