Richard Miller
Richard Miller is a CFP, PFS-designated registered investment advisor at Compass Private Wealth Consulting, LLC, based in Prior Lake, MN, with 10 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 35 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Compass Private Wealth Consulting's investment advisory fees are based on a percentage of the value of your account, charged quarterly in advance.
The annual fee schedule is as follows:
- Under $500,000: 1.00% to 1.75%
- $500,001 to $1,000,000: 0.80% to 1.50%
- $1,000,001 to $2,500,000: 0.70% to 1.25%
- $2,500,000 to $5,000,000: 0.60% to 1.00%
- Above $5 million: Negotiable
Location
Prior Lake, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard prepares individual tax returns from January to April. This takes a few hours per week during those months.
Employment History
Current Registrations
Compass Private Wealth Consulting, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.