Kathleen Erkel
Kathleen Erkel is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Prior Lake, MN, with 21 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
4719 Park Nicollet Av Se, Ste 220, Prior Lake, MN, 55372
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. She is also the Chief Operating Officer of Steady Strategies, LLC, taking about half of her time, and has ownership stakes in Cannon MN20 LLC and VCB Properties LLC, dedicating minimal time to these investment properties.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations7 states
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