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Troy Talamelli

24 Years of Experience
Charlotte, NC
1 DisclosureBroker

Troy Talamelli is a registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.

Location

601 S. Tryon Street, Suite 100, Charlotte, NC, 28202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023
Settled
Employment History
Current Registrations
Ally Invest Securities LLCBroker
June 2024 - Present · 1 yr 11 mos
Ally Invest Advisors
June 2024 - Present · 1 yr 11 mos
Previous Registrations
First Citizens Investor Services, INC.
December 2022 - March 2024 · 1 yr 3 mos
First Citizens Investor Services, INC.Broker
December 2022 - March 2024 · 1 yr 3 mos
LPL Financial LLC
January 2019 - November 2022 · 3 yrs 10 mos
LPL Financial LLCBroker
January 2019 - November 2022 · 3 yrs 10 mos
Allianz Global Investors Distributors LLCBroker
August 2013 - November 2017 · 4 yrs 3 mos
AXA Advisors, LLC
October 2012 - August 2013 · 10 mos
AXA Advisors, LLCBroker
June 2012 - August 2013 · 1 yr 2 mos
Ing Investment Management CO.
February 2011 - November 2011 · 9 mos
Ing Investments Distributor, LLCBroker
September 2009 - November 2011 · 2 yrs 2 mos
Legg Mason Investor Services, LLCBroker
March 2007 - September 2009 · 2 yrs 6 mos
Citigroup Global Markets INC.Broker
October 2003 - February 2007 · 3 yrs 4 mos
American Skandia Marketing, INC.Broker
January 2000 - February 2003 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
August 1998 - August 1999 · 1 yr
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Troy Talamelli - Financial Advisor | TrueAdvisor