RL
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Robert Lewis

54 Years of Experience
New York, NY
Broker

Robert Lewis is a registered investment advisor at Morgan Stanley, based in New York, NY, with 54 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is the owner of Northgate Ventures Inc, reselling domain names and managing real estate properties, dedicating minimal time. He is also an officer and sole proprietor of Northgate Ventures Inc in New York, spending about 10-20% of his time on administrative, accounting, and other tasks.

Employment History
Current Registrations
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Morgan StanleyBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
May 2001 - June 2010 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1989 - June 2001 · 11 yrs 11 mos
Painewebber IncorporatedBroker
January 1980 - August 1989 · 9 yrs 7 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
January 1980 - January 1980 · 0 mos
Loeb PartnersBroker
January 1978 - February 1978 · 1 mo
Blyth Eastman Dillon & CO. IncorporatedBroker
January 1978 - January 1980 · 2 yrs
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Loeb, Rhoades & CO. INC.Broker
December 1974 - January 1977 · 2 yrs 1 mo
Goldbert Polen & CO INCBroker
September 1974 - November 1974 · 2 mos
Schweickart & CO.Broker
July 1972 - August 1974 · 2 yrs 1 mo
Bache & CO IncorporatedBroker
August 1971 - August 1972 · 1 yr
Philips, Appel & Walden, INC.Broker
March 1971 - April 1971 · 1 mo
Cantella & CompanyBroker
February 1971 - May 1971 · 3 mos
State Registrations14 states
CACOCTDCFLILMANCNHNJNMNYPASD
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Lewis - Financial Advisor | TrueAdvisor