Cris Giron
Cris Giron is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 28 years of industry experience. Cris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
9400 Holly Ave NE, Bldg #4, Albuquerque, NM, 87122
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2015Other Business ActivitiesSells Insurance
Cris operates under the DBA Legacy Financial Group, LLC for their LPL business and is involved in several real estate rental properties. Cris also owns Insight Financial Services, Inc., which appears to be related to non-variable insurance, dedicating about 10-20% of their time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Advisers, LLCBroker
Ing Financial Advisers, LLC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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