David Brown is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
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Regulatory History (2)
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Customer Dispute
March 2006Denied
Customer Dispute
July 2002Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 1998 - June 2009 · 10 yrs 7 mos
Citigroup Global Markets INC.Broker
September 1998 - June 2009 · 10 yrs 9 mos
State Registrations30 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.