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CFP
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CFP

Donald Sickles

UBS Financial Services INC.
28 Years of Experience
Oklahoma City, OK
1 DisclosureBroker
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Donald Sickles is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Oklahoma City, OK, with 28 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

4801 Gaillardia Pkwy., Suite 100, Oklahoma City, OK, 73142

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald served as Board President for the Oklahoma Arts Institute, a nonprofit charitable corporation, from 2016 to 2018. He dedicated minimal time per month to this role, attending lunch meetings to discuss updates, planning, and hold Board Meetings.

Employment History
Current Registrations
UBS Financial Services INC.
August 2009 - Present · 17 yrs 2 mos
UBS Financial Services INC.
August 2009 - Present · 17 yrs 2 mos
UBS Financial Services INC.Broker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2004 - August 2009 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - August 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.
November 1998 - October 2004 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
August 1998 - October 2004 · 6 yrs 2 mos
State Registrations22 states
ALARAZCACOFLGAIAILKSMIMONCNMNYOHOKTNTXUTVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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