Steven Hess is a CFP-designated registered investment advisor, based in Cape Coral, FL, with 28 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Cape Coral, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an agent selling traditional insurance, fixed annuities, disability, and long-term care insurance, dedicating about 10% of his time to this activity. He also participates in a WEG radio program and has a business entity for tax/investment purposes related to Wealth Enhancement Group Company stock.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Sii Investments, INC.Broker
Fsc Securities CorporationBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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