KT
KT

Kevin Tierney

27 Years of Experience
Covington, KY
Broker

Kevin Tierney is a registered investment advisor at Raymond James & Associates, INC., based in Covington, KY, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

100 E. Rivercenter Blvd, Suite 400, Covington, KY, 41011

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
May 2006 - February 2013 · 6 yrs 9 mos
Morgan Keegan & Company, INC.Broker
May 2006 - February 2013 · 6 yrs 9 mos
UBS Financial Services INC.
August 1999 - June 2006 · 6 yrs 10 mos
UBS Financial Services INC.Broker
August 1998 - June 2006 · 7 yrs 10 mos
State Registrations27 states
ARCACOFLGAHIILINKYMAMDMIMNMONCNHNYOHORPASCTNTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.