Jennifer Larose is a registered investment advisor, based in Shelby Township, MI, with 26 years of industry experience.
Location
Shelby Township, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jennifer provides compliance support to BD & IA firms through Compliance Risk Concepts, working full-time. She also works as a CCO and compliance consultant for several broker-dealers, dedicating a significant amount of time to these investment-related activities.
Employment History
Current Registrations
Fca Capital Markets LLC
Fca Capital Markets LLCBroker
Stratcap Securities, LLCBroker
Stratcap Securities, LLC
Healthcare Community Securities CORP.
Trueplan Benefit and Retirement Advisors
Healthcare Community Securities CORP.Broker
Previous Registrations
Acretrader Financial, LLCBroker
Briarcliffe Credit Partners, LLCBroker
Mirae Asset Wealth Management (USA) INC.
Mirae Asset Wealth Management (USA) INC.Broker
Joseph Gunnar & CO., LLC
Joseph Gunnar & CO. LLCBroker
Secure Asset Management, L.L.C.
Aurora SecuritiesBroker
Cssc Investment Advisory Services, INC.
Cssc Brokerage Services, INC.Broker
Mutual Service CorporationBroker
Fsc Securities CorporationBroker
State Registrations19 states
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