Shelby Township, MI
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Jennifer provides compliance support to BD & IA firms through Compliance Risk Concepts, working full-time. She also works as a CCO and compliance consultant for several broker-dealers, dedicating a significant amount of time to these investment-related activities.